Section 5.6 Ratio and Root Tests
The Ratio Test for Absolute Convergence.
Often the best way to show that a series converges is to show absolute convergence, by comparison to a geometric series with positive ratio \(r\text{.}\)
One way to do this is to note that for a geometric series, with \(a_n = ar^n\text{,}\) one has \(\ds\left|\frac{a_{n+1}}{a_n}\right| = |r|,\) and so check if a series behaves roughly like this for large \(n\text{:}\)
Theorem 5.6.1. (The Ratio Test, part I: Absolute Convergence).
- A.
- If the limit \(\ds \rho = \lim_{n \to \infty} \left|\frac{a_{n+1}}{a_n}\right|\) exists, and \(\rho < 1\text{,}\) then \(\sum a_n\) is absolutely convergent.
The basic idea is that for any \(r\) with \(\rho < r < 1\text{,}\) the convergent geometric series \(\sum r^n\) is “bigger”, so limit comparison gives convergence of \(\sum |a_n|\text{.}\)
Theorem 5.6.2. The Ratio Test, concluded: divergence and the possibility of no answer.
- B.
- If the above limit \(\rho\) exists but with \(\rho>1\text{,}\) the series diverges. (In fact it fails the \(n\)-th term test dramatically, because \(|a_n| \to \infty\text{.}\))
- C.
- If the limit \(\rho = 1\text{,}\) or the limit defining \(\rho\) does not exist, this test gives no answer. For example, all \(p\)-series have \(\rho = 1\text{,}\) but some converge while others diverge.
Checkpoint 5.6.3.
Test the series \(\ds \sum_{n=0}^\infty \frac{n^3}{3^n}\) for convergence.
Checkpoint 5.6.4.
Test the series \(\ds \sum_{n=0}^\infty \frac{n^n}{n!}\) for convergence.
Checkpoint 5.6.5.
Test the series \(\ds \sum_{n=0}^\infty \frac{r^n}{n!}\) for convergence.
Note that this is actually an infinite family of series, one for each choice of the value \(r\text{,}\) so you must answer for each value of \(r\text{.}\)
The \(n\)-th Root Test for Absolute Convergence.
A cousin of the Ratio Test compares to geometric series in a different way, using the fact that for a geometric series, \(\sqrt[n]{|a_n|} \to |r|\text{.}\)
Theorem 5.6.6. The Root Test.
If the limit \(\ds \rho=\lim_{n \to \infty}\sqrt[n]{|a_n|}\) exists, and \(\rho < 1\text{,}\) then \(\sum a_n\) is absolutely convergent.
If the above limit \(\rho\) exists but with \(\rho>1\text{,}\) the series diverges. (Again, \(|a_n| \to \infty\text{.}\))
If the limit \(\rho=1\text{,}\) or the limit does not exist, again this test gives no answer. (Again, all \(p\)-series have \(\rho=1\text{,}\) but some converge while others diverge.)
Which of these two tests to use?
The two tests work quite similarly; for example, if the Ratio Test works, then the Root Test also works, and gives the same value for \(\rho\text{.}\)
The Ratio Test is often easier to use, so it is usually best to try it first.
On the other hand, sometimes the Ratio Test fails but the Root Test succeeds, so it is good to have as a backup.
Study Guide.
Theorem 6 (stating the Ratio Test).
Example 23.
Checkpoint 21.
Review the Problem-Solving Strategy, which summarizes ideas from the last several sections, and then do Exercise 25 and Checkpoint 23.
Do one or several exercises from the ranges 317–327 and 364–367.
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